FCA Compliance News - December 2018

The end of year has proved to be very busy in financial sector compliance, with numerous publications concerning Brexit being issued on top of the ongoing regulatory communications to the financial services sector.

This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies, procedures and systems. It's also about people, and about understanding what leads them to make errors of judgement, and in some cases, to act in brazen disregard of the rules.

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