FCA Compliance News - January 2019

With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you these items of news that touch upon the people dimension of regulatory compliance.

Compliance is not only about regulations, policies, procedures and systems. It's also about people, and about understanding what leads them to make errors of judgement, and in some cases, to act in brazen disregard of the rules.

Here's the selection of news stories that we've found most informative. Select the links or scroll down for more details.

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