How SM&CR Training Could Damage Staff Motivation, and 3 Ways to Prevent This Happening

"Are We All Senior Managers Now?" The focus of financial services firms of all sizes during 2018 will turn to the FCA and its intentions […]

Don't let MiFID II spoil the party

With just 2 weeks left to go until the MiFID II January deadline, financial firms are working flat out to ensure they're ready for the […]

5 things you should be doing to put customer needs first

The Financial Conduct Authority (FCA) has criticised Lloyds Bank Group and issued a £28m fine after hearing evidence about its incentive scheme, which saw staff […]

MiFID II - Threat or Opportunity?

Which side of the debate are you on? Is MiFID II:

Suitability tests and MiFID II

According to figures released by the Financial Conduct Authority (FCA), over £27bn has been paid out already to those who were missold PPI, with an […]

Firms get APA status for MiFID II

Firms given APA status get ready for MiFID II. Are you? A number of firms have been granted APA status by the Financial Conduct Authority […]

6 top tips to put clients at the heart of your business

According to figures released by the Financial Conduct Authority (FCA), more than £27bn has been paid out already to those who were missold PPI.

10 things you should do to protect yourself from insider trading

UK's financial regulatory body clamps down on insider trading The Financial Conduct Authority's (FCA's) clampdown on insider trading is gaining pace, after a number of […]

5 ways to get back on track for MiFID II

Research by Rsrchxchange has found that:

5 essential controls for High Frequency Algorithmic Trading (HFAT)

How much do you know about HFAT? Disruptive trends like High Frequency Algorithmic Trading (HFAT) and machine learning are transforming financial services. And many firms, […]

5 steps you should be taking to prepare for Direct Electronic Access

Is your firm ready for the new rules surrounding Direct Electronic Access? Where market members give customers direct electronic access, enabling them to enter orders […]

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