In an interesting article published by the UK’s Financial Conduct Authority (FCA), the country’s regulatory authority recommends that authorised and registered firms develop compliance and […]
If you haven’t already heard and you’re a UK MiFID investment firm, then pay very close attention to what follows. We’re guessing, however, since you’re […]
What are watchdogs up to during COVID-19? Global regulatory response to the COVID-19 turmoil is heavily dominated by relief packages offered to the financial sector […]
In what has been a turbulent regulatory time, one thing has remained consistent throughout – the focus on culture change in the Financial Services sector. […]
ABCUL – the leading trade association for credit unions in England, Scotland and Wales – is helping its members improve and demonstrate their skills and […]
Unicorn smashed through the £6m sales mark for the first time ever in the last financial year (2015-16), a new record in any 12-month period […]
It’s ComplianceServe Jim, but not as we know it! Today (Friday 29 April) sees the launch of a new version of Unicorn’s industry-leading compliance training […]
Unicorn Commercial Director, Mark Jones, believes the industry has seized the opportunity to “look at compliance in the context of cultural transformation” as landmark new Accountability […]
Helping staff stay on top of their regulatory and ethical responsibilities around such emotive issues as vulnerable customers and financial promotions must remain a priority […]
Being the cheerful sorts we are at Unicorn, we love a bit of good news! So we were beyond chuffed for our partners, FSTP, when […]
The new Accountability Framework in banking is one of the hottest topics in the FCA regulated world – with less than 6 months til the deadline […]
Leading financial services consulting and training specialists, FSTP, has joined forces with online learning and performance developers, Unicorn Training, to introduce an enhanced sector-specific compliance […]
