Streamlining SMCR for Kentro

When Kentro wanted to find a way to improve the efficiency of their SMCR compliance processes, they turned to Skillcast for advice and support.

Top 10 FCA Compliance Priorities in 2023

We discuss the major compliance issues facing the financial services industry in 2023, from data, due diligence, IFPR, mitigations and systems to the SMCR. 

Digitising SMCR Compliance

SMCR compliance consumes valuable management time and yet may still leave you exposed to breach risks. But there is a proven effective digital solution.

Preventing Harm & the SMCR

It's more important than ever for firms to appreciate the spirit of SMCR. This is an opportunity for your firm to build a culture of […]

SMCR Scenario Tests

By using practical examples that reflect real-world SMCR dilemmas you can ensure that staff know how to apply what they have learned in training.

How to Stop SMCR Training Demotivating Staff

When the SMCR created a step-change in personal accountability, it caused a headache, especially for those who've never been accountable before.

FCA’s Recommends Appropriate Training for Heads of Compliance & Money Laundering Reporting Officers (MLRO)

In an interesting article published by the UK’s Financial Conduct Authority (FCA), the country’s regulatory authority recommends that authorised and registered firms develop compliance and […]

Top 10 Financial Services Compliance Issues in 2022

We discuss the major compliance issues facing the financial services industry in 2022 from data, due diligence, IFPR, mitigations and systems to the SMCR.

Meeting SMCR Expectations

By understanding the aims of the FCA that underpin the SMCR, you can better meet its expectations. But what are these aims?

Conducting Fit & Proper Person Tests

The autumn is often when preparations often begin for annual reassessments of fitness and propriety for Senior Managers (SMFs) and Certified Persons.

SMCR & Non-financial Misconduct

A lack of public confidence and some damaging press stories have renewed the FCA's focus on conduct, including non-financial misconduct.

SMCR Training Roadmap

SMCR compliance training is a complex journey. That's why to ensure that your learners reach their destination, you will need a reliable roadmap.

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