Achieving SM&CR Compliance The Right Way

The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on 9th December 2019 it's more important than ever […]

SM&CR – The People Dimension

SM&CR is a real opportunity to establish healthy cultures, effective governance, and greater personal responsibility. Those firms that do will build a more profitable and […]

17 FAQs Answered About SMCR for Solo-Regulated Firms

The extension of the SM&CR to FCA solo-regulated firms will impact over 50,000 financial firms.

5 Steps that FCA Solo-Regulated Firms Should Take Now to Prepare for the SMCR

The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on December 9 2019. With less than 5 months remaining, if […]

What Senior Managers need to know about the SMCR Duty of Responsibility

The extension of Senior Managers and Certification Regime (SM&CR) to insurers introduces a new ‘Duty of Responsibility’ which applies to Senior Managers at insurance firms. […]

How is the SMCR different from SIMR and APR?

The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Senior Managers and […]

16 Top Frequently Asked Questions about the SMCR extension to Insurers

Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it […]

What should Insurers be doing now to prepare for SMCR

The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in […]

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